CONTINUING EDUCATION COURSES FOR THE SECURITIES INDUSTRY

 

Original Courses

 

                The Supervisor Program -  Business Conduct (Contract Writing for Life Instructors, Inc.)

      Effective Supervision for Investment Company and Variable Contracts Principals (Life Instructors, Inc.)

                Effective Supervision for General Securities Principals (Life Instructors, Inc.)

      Interviewing, Hiring and Terminating Registered Representative (Life Instructors, Inc.)

 

          Special Assignment

 

      American Stock Exchange Trading Rules and Regulations (Contract Writing for RegEd, Inc)

 

          Review and Update

 

      Asset Allocation Course (Life Instructors, Inc)

                Wrap Fee Program (Life  Instructors, Inc.)

      Collateralized Mortgage Obligations (Life Instructors, Inc.)

                Teach Yourself Mutual Fund (Life Instructors, Inc.)

      Business Conduct Ver. 2.2  (Life Instructors, Inc.

                Registration and Reporting Issues Ver, 2.2 (Life Instructors, Inc.)

      New and Secondary Offerings Ver. 2.2 (Life Instructors, Inc.)

                Customer Accounts Trade and Settlement Ver 2.2 (Life Instructors, Inc.)

      Communications with the Public Ver 2.2 (Life Instructors, Inc.)

                Handling Customer Accounts (Life Instructors, Inc.)

 

E-LEARNING COURSE

 

Financial Management
      Course written for the the NYUOnline Graduate Program

POWER POINT PRESENTATION

                Get Rich Slowly

FEATURE ARTICLES

          Business

                How to Avoid Taxes (published in The Upper East Side RESIDENT)
                What Is Your Investment Objective? (The Upper East Side RESIDENT)
                Should You Manage Your Own Assets?  (The Upper East Side RESIDENT)
                Taking Your Lump Sum Distribution (The Upper East Side RESIDENT)

           Martial Arts

                 Rolling On The Ground, Tumbling In the Sky Part I & II (Inside Kung-Fu Magazine, November & December 1982))
                 The Mechanics of Wing Chun Sweeps (Inside Kung-Fu, May 2006)
                 Deadly Wing Chun Chin Na Fa (Inside Kung-Fu, October 2006)
                 Chum Kiu -Seeking the Bridge (Inside Kung Fu, June 2007)
                 Biu Gee - The Shooting Fingers (Inside Kung-Fu, February 2008) NEW

             Fitness

                  How to Keep Fit Without Getting Out of Bed (Unpublished)

              Humor

                   How to Win at Chess Against an Expert (Flagbearer Daily, Decenber 1974,
                         an Ogilvy & Mather Advertising Agency House Organ)

GRANTS AND FUND RAISING

                  The Jersey City Community Charter School Fund Raising Strategy

LITERARY

                   The Firing, a short story (unpublished)
                   Tree (American Poetry Anthology, 1982)
                   The Legend of Little Man Wolf ( novella in progress)
                   The Two Trees of Eden (novel in progress)

SONGS

                     I Have Lost My Way, (gospel song, unpublished)
                     Brother, I'm Circumvented, (country ballad, unpublished)

EDITING & PUBLISHING

                     The Quintessential Greenwich Village Magazine

WEBSITE

                      Goldsmith Mellon DeLosReyes, Inc. (http://www.goldsmithmellon.com)